Absolute Capital's wealth management platform is redefining all aspects of an RIA and empowering advisors to focus on exceeding client expectations. We provide a turnkey UMA platform to access and manage a client's 401(k) / 403(b) / 457 (corporate retirement account) while the client is still working—yes, while the client is still working.
Alex Barned
National Sales Director
Phone: (412) 388-1600
Email: www.abscap.com/book-a-call/
Webiste: www.abscap.com
Workplace Investment Navigator (W.I.N.) & Navigator
In Program: $333 million
Financial profressionals
Many to choose from depending upon client need
Adhesion Wealth enables advisors to easily provide separately managed account (SMA) and unified managed account (UMA) portfolios to investors. The Adhesion platform empowers advisors to bring highly scalable, modular, and customized wealth management solutions designed to deliver better investor outcomes.
Mark Scanlan
Head of Sales
Phone: (980) 580-4782
Email: mscanlan@adhesionwealth.com
Website: www.adhesionwealth.com/about#mark-scanlan
Adhesion Wealth Advisor Solutions
In Program: $11 billion
RIAs and fee-based IBDs
Yes
AssetMark is a full-service wealth management platform powering independent financial advisors with outsourced solutions that enable them to deliver better investor outcomes while successfully growing their business. We help advisors of all sizes compete and succeed, to support them as small business owners and as trusted advisors.
Norman Pia
Vice President, Business Development
Phone: (800) 664-5345
Website: www.assetmark.com/request-a-consultation
AssetMark
In Program: $99.6 billion (as of 9/30/2023)
Independent advisors at broker-dealers with selling agreements with AssetMark, hybrid RIAs or RIAs
Core, tactical, and diversifying strategies
The Axxcess platform is built for the experienced Advisor looking to improve its current RIA platform, or as an operational solution for a high-caliber professional thinking of going independent and seeking a seamless transition. We offer Advisors open architecture, with a full array of wealth management and advisory services.
Cory Persson, CFA, CFS
Chief Investment Officer
Phone: (866) 217-5607
Email: cory@axxcesswealth.com
Website: www.axxcessplatform.com
Axxcess Customized Portfolio Platform
In Program: $12.0 billion
Independent advisors (IARs), RIAs, broker-dealers
N/A
Brookstone Capital Management has been one of the fastest-growing TAMPs since its inception by providing a comprehensive and flexible open-architecture platform to over 1,000 affiliated advisors and firms. Brookstone has found success by being laser-focused on helping you start, build, and grow your advisory business.
Derek Gubala
Director of Business Development
Phone: (630) 653-1400
Email: derek@brookstonecm.com
Website: www.brookstonecm.com
Brookstone Capital Management
In Program: $9 billion
Independent advisors (IARs), RIAs, broker-dealers
By asset class, suitability, risk tolerance, and tactical/strategic blending
Buckingham Strategic Partners is passionate about providing a better wealth experience for financial advisors and their clients. Our goal is to help you have more Time With Clients (TWC). The standard services and best practices you expect from a TAMP are only the tip of the iceberg.
Ben Slater
Divisional Manager
Phone: (669) 226-6328
Email: bslater@buckinghamgroup.com
Website: https://buckinghamstrategicpartners.com/contact/
Buckingham Strategic Partners
In Program: $37.86 billion
Fee-based advisors
Evidence-based investment approach anchored with proprietary Capital Market Assumptions (CMA) and an optimization process focused on delivering robust factor exposure at a reasonable tracking variance
CPAlliance® offers advanced technology, exceptional service, and robust support. Recognizing the challenges CPA tax professionals face in broadening their services, CPAlliance® delivers tailored solutions that enable efficient and effective management of clients’ diverse financial needs.
Shawn J. McCabe
Director/Partner
Phone: (863) 688-1725
Email: smccabe@cpalliance.com
Website: www.cpalliance.com
CPAlliance®
In Program: $2.35 billion (as of 12/31/23)
CPAs looking for complete back-office support, discretionary investment management services, and financial planning tools and resources
Three primary models: Conservative, Balanced, Growth
Dynamic Advisor Solutions is a professional services and TAMP solutions provider for successful wealth advisors who value independence and desire to take their practices to the next level. RIAs and IARs can harness Dynamic’s myVirtualPractice™ to focus on growing their businesses and delivering exceptional client experiences.
Steve Kulesza, CFP®
Chief Business Development Officer
Phone: (888) 997-4212
Email: steven.kulesza@dynamicadvisorsolutions.com
Website: dynamicadvisorsolutions.com/contact-us/
Dynamic Advisor Solutions
In Program: $4.9 billion
RIAs, IARs, plan advisors
Strategic, Tactical, Multi-factor, Constant Weighing, Dynamic and Insured. Overlays include risk-managed, tax-managed, yield-focused and ESG.
Investment advisory services are offered through Dynamic Advisor Solutions, LLC, dba Dynamic Wealth Advisors, an SEC-registered investment advisor.
Dynasty Financial Partners is a premier provider of technology-enabled wealth management solutions and business services for fully independent financial advisory firms primarily focused on serving high-net-worth and ultra-high-net-worth clients.
John Sullivan
Managing Director, Business Development
Phone: (312) 898-8896
Email: JSullivan@dynastyfp.com
Website: dynastyfinancialpartners.com/start/
Dynasty Platform Plus
In Program:
$40.6 billion (as of
09/30/23)
RIAs, independent advisors
Advisor directed, by asset class, by sub-asset class
Named the 2022 Strategist of the Year by SMArtX, Flexible Plan Investments delivers effective money management, client communications, and back-office solutions to financial advisers. Our professional money managers can create and manage client portfolios for advisers, freeing up the time they need to grow their practices.
Trent Schield
VP of National Accounts
Phone: (248) 939-5598
Email: tschield@flexibleplan.com
Website: www.flexibleplan.com
Flexible Plan Investments, Ltd.
In Program: $1.4+ billion (12/31/23)
Investment advisors, independent broker-dealers, RIAs,registered reps, FPs
Tactical, quantitative, dynamic risk management, MPT, non-MPT proprietary systems
The SMArtX 2022 Strategist of the Year award was given by SMArtX Advisory Solutions on March 2, 2022. It recognizes the leading strategies on the SMArtX platform across 11 categories based on a weighted, quantitative scoring system. No fee was paid in connection with this award.
FusionIQ’s finTAMP delivers an easy on-ramp to greater efficiency, higher productivity, and lower costs than conventional TAMPs. finTAMP integrates the advisor practice, taking you from onboarding to portfolio management and reporting on a single, permission-based platform.
Peter Brittain
Head of Business Development
Phone: (908) 418-3428
Email: pbrittain@fusioniq.io
Website: fusioniq.io
FusionIQ One: finTAMP
In Program: $7.8 billion
RIAs, broker-dealers, banks, credit unions, fintech companies, and wealth managers and asset managers
Strategic, Dynamic and Tactical for asset class, sector, factor, alternatives and other categories
Gemmer Asset Management LLC is a boutique, employee-owned TAMP, founded in 1992, that specializes in providing independent advisors with a comprehensive and fully customized suite of services. While we manage over $1.5 billion in AUM, we work with fewer than 50 advisors, focusing on nurturing advisors with less than $50 million in assets.
Brian Gemmer
Principal/Portfolio Manager
Phone: (925) 933-3786
Email: brian@gemmerllc.com
Website: www.gemmerllc.com/index.php/about-us/our-team
Gemmer Asset Management LLC
AUM: $1.6 billion
New advisors, RIAs, reps, financial planners, small advisors, large advisors, CPAs
Time-tested; research-driven; modern portfolio theory; tactical asset class shifts; manager, ETF, mutual fund selection; strategic models; DFA, socially responsible; diversification; risk and reward; quantitative and qualitative analysis; efficient allocation of capital across specific asset classes; global, domestic and foreign equities, bonds/cash, stocks, fixed income; secular outlook; cyclical outlook; analyze thousands of strategies; thoroughly evaluate each manager
GeoWealth is the modern TAMP for RIAs at any size or stage. We offer advisor-driven, tech-enabled solutions for firms looking to outsource investment management and back-office services. Our proprietary technology platform empowers advisors to grow faster and to serve their clients more efficiently. Our TAMP allows for the seamless delivery of both advisor-managed and third-party model portfolios, or a combination of the two. Founded in 2010 and headquartered in Chicago, IL, GeoWealth is an award-winning, privately held fintech firm with over $28.5 billion in platform assets.
Brendan Falls
EVP, Chief Growth Officer
Phone: (312) 219-9160
Email: brendan.falls@geowealth.com
Website: geowealth.com
GeoWealth
Program: $28.5 billion
RIAs of any size or stage, breakaway advisors, corporate RIA home offices, asset managers
Advisor-directed, thematic, risk-based, income-generating, core, tactical, tax-managed, fixed income, alternatives, structured notes
No fee was paid for consideration of any of these rankings or awards. Third-party rankings and recognition are no guarantee of future investment success. The Wealth Advisor, who hosts the America’s Best TAMPs report and dashboard, has ranked GeoWealth as the #2 Fastest Growing TAMP through their calculation and methodology. Regarding the WealthManagement.com (WM) 2023 “Wealthie” Award, details on categories and criteria can be found here: https://bit.ly/4bYDfpe. Regarding the ThinkAdvisor LUMINARIES Awards, details on categories and criteria can be found here: https://bit.ly/49PZKuO. Regarding the Wealth Solutions Report Wealth Exemplar Award for Asset Management Platform of the Year, details on categories and criteria can be found here: https://bit.ly/4bTuHjE. You can email GeoWealth at connect@geowealth.com if you would like any additional information.
intelliflo Advisers Inc. is dedicated to partnering with you and understanding your unique needs so you can achieve your goals. We have over a decade of experience working closely with RIAs and see ourselves as an extension of your team by providing innovative, efficient and cost-effective solutions.
Phone: 1 (800) 970-9080
Email: sales@intelliflo.com
Website: www.intelliflo.com/us/our-solutions/intelliflo-managed
intelliflo Advisers Inc.
Multiple advisory channels including RIAs, corporate RIAs, IARs, IBDs, bank BDs and insurance
Reporting on asset allocation is by asset class, region, or by sub-asset class
intelliflo does not offer tax advice. Please consult your tax adviser for information regarding your own personal tax situation. intelliflo Advisers Inc. (the legal entity we operate under and formerly known as Jemstep, Inc.) has been an SEC-registered RIA since 2008. Models are offered through Invesco Advisers, Inc. For Registered Investment Advisors use only.
Orion helps financial advisors build strong and profitable businesses. To do that, we seamlessly integrate technology that is equal parts intuitive and powerful, with flexible investment options and hands-on product support in one cohesive platform.
Alyssa Seidl
VP, WMP, Hybrid Sales
alyssa.seidl@orion.com
Phone: (920) 277-9490
Website: orion.com/wealth-management/tamp
Orion
In Program: $63.1 billion
RIAs, broker-dealers, investment advisor representatives
Beta, Active, Diversifier
SEI delivers technology and investment solutions that connect the financial services industry. With capabilities across investment processing, operations, and asset management, SEI works to help drive growth, make confident decisions, and protect futures.
Erich Holland
Head of Sales and Experience
Phone: (888) 734-2679
Email: AdvisorInfo@seic.com
Website: www.seic.com/advisors
SEI
In Program: $95.6 billion
Regional broker-dealers, independent broker-dealers, hybrid RIAs, RIAs
Strategic, dynamic, tax-aware, tax-managed, goals-based
Simplicity Solutions (formerly Sawtooth Solutions) is a market-leading investment firm dedicated to providing a flexible enterprise investment platform. Featuring a robust UMA framework and comprehensive operational services, wealth advisors can acquire and maintain client relationships as well as outfit all aspects of an advisory practice.
Rich Conley
Partner
Phone: (844) 220-8326 ext. 4
Email: wealth.sales@simplicitygroup.com
Website: www.simplicitysolutions.com
Simplicity Wealth’s
Operating Platform
AUA: $6 billion
RIAs, IARs, trust firms, independent BDs, bank wealth management and insurance advisory
Yes, extensive portfolio allocation modeling
Some services, including trading, are accomplished through Simplicity Solutions, a Simplicity Wealth–affiliated firm.
Smartleaf Asset Management, LLC (SAM) offers a customized rebalancing and trading sub-advisory service for UMHs, UMAs and SMAs. By outsourcing portfolio management to SAM, advisors can spend more time building client relationships while offering clients exceptional portfolio customization and tax management.
Bob Leaper, Chief Sales Officer
Phone: (617) 312-1013
Email: bleaper@smartleaf.com
Website: www.smartleafam.com/contact-us
Smartleaf Asset Management (SAM)
In Program: $2.5 billion
N/A
Clients can use their own asset allocation models or subscribe to third-party asset allocation models.
Smartleaf Asset Management, LLC is an SEC-Registered RIA that operates Smartleaf Inc. software to automate unified managed account rebalancing and trade execution services.
SMArtX Advisory Solutions transcends the confines of traditional TAMPs. Recognized as one of America’s Best for its unwavering commitment to cutting-edge technology, bespoke customization, and unparalleled flexibility, we empower investment professionals to build and manage portfolios with a platform architected for the future.
Brett Murray
SVP Enterprise Sales
Phone: (561) 835-8690, ext. 7020
Email: brett@smartxadvisory.com
SMArtX Advisory Solutions
In Program: $32.6 billion
RIAs, broker-dealers, family offices, corporations, trust companies, asset management firms
40+
USA Financial Exchange aims to make the everyday lives of investment advisors and their clients easier to manage by providing a unique, open-architecture solution that allows financial advisors to have greater control over how wealth is managed in their practice. The platform's UMA places hundreds of investment strategies at advisors’ fingertips.
Kevin Roskam
Senior Advisory Business Consultant
Phone: (888) 444-0125 ext. 470
Email: kroskam@usafinancial.com
Website: www.usafinancial.com/about-usaf/corporate-structure/usaf-exchange
USA Financial Exchange
In Program: $1,588,856,901 (as of 11/30/23)
Broker-dealers, RIAs, hybrid RIAs
All methodologies supported. Ability to integrate rep as portfolio manager alongside third-party strategists (within same account)
UX Wealth Partners is modernizing today’s RIA by delivering a scalable and flexible digital wealth management platform that is redefining all aspects of an RIA and empowering advisors to focus on exceeding client expectations. Meet UX Wealth, the only TAMP dedicated to leveraging artificial intelligence and machine learning to modernize how advisors invest.
Larry Lotwin
Director of Sales
Phone: (760) 688-9984
Email: llotwin@uxwp.com
Website: Contact
UX Wealth Partners
In Program: $1.92 billion (as of 06/30/2024)
RIAs
Artificial intelligence, machine learning, AI sentiment, digital signal processing
UX Wealth Partners, LLC is an SEC-Registered Investment Advisor
Zoe Financial is a digital-first platform where clients find, hire, and grow their wealth with trusted financial advisors. Zoe has been recognized as one of Fast Company’s 2022 Most Innovative Companies* and aims to provide a delightful, low-friction, digital end-to-end experience for financial advisors and their clients.
Jeff Neikrie
VP of Business Development
Phone: (973) 525-7287
Email: jeff@zoefin.com
Website: zoefin.com/wealthplatform/
Zoe Wealth Platform
N/A
Independent advisors (IARs), RIAs
By asset class, by risk level
Most Innovative Companies is a rating given by Fast Company for the calendar year ’22, recognizing the organizations that are transforming industries and shaping society. Zoe Financial did not compensate Fast Company for the award. Best Online Financial Advisor is a rating given by NerdWallet as a Best-Of Awards Winner for the calendar years ’22, ’23, & ’24, based on several criteria to compare companies that provide financial planning services online or connect users with a financial advisor. Zoe Financial did not compensate NerdWallet for the rating. Find more information at zoefin.com/award-disclosures.