ISO Control
1
A.5.1.1 Policies for information security
2
A.5.1.2 Review of the policies for information security
3
A.6.1.1 Information security roles and responsibilities
4
A.6.1.2 Segregation of duties
5
A.6.1.3 Contact with authorities
6
A.6.1.4 Contact with special interest groups
7
A.6.1.5 Information security in project management
8
A.6.2.1 Mobile device policy
9
A.6.2.2 Teleworking
10
A.7.1.1 Screening
11
A.7.1.2 Terms and conditions of employment
12
A.7.2.1 Management responsibilities
13
A.7.2.2 Information security awareness, education and training
14
A.7.2.3 Disciplinary process
15
A.7.3.1 Termination or change of employment responsibilities
16
A.8.1.1 Inventory of assets
17
A.8.1.2 Ownership of assets
18
A.8.1.3 Acceptable use of assets
19
A.8.1.4 Return of assets
20
A.8.2.1 Classification of information
21
A.8.2.2 Labelling of information
22
A.8.2.3 Handling of assets
23
A.8.3.1 Management of removable media
24
A.8.3.2 Disposal of media
25
A.8.3.3 Physical media transfer
26
A.9.1.1 Access control policy
27
A.9.1.2 Access to networks and network services
28
A.9.2.1 User registration and de-registration
29
A.9.2.2 User access provisioning
30
A.9.2.3 Management of privileged access rights
31
A.9.2.4 Management of secret authentication information of users
32
A.9.2.5 Review of user access rights
33
A.9.2.6 Removal or adjustment of access rights
34
A.9.3.1 Use of secret authentication information
35
A.9.4.1 Information access restriction
36
A.9.4.2 Secure log-on procedures
37
A.9.4.3 Password management system
38
A.9.4.4 Use of privileged utility programs
39
A.9.4.5 Access control to program source code
40
A.10.1.1 Policy on the use of cryptographic controls
41
A.10.1.2 Key management
42
A.11.1.1 Physical security perimeter
43
A.11.1.2 Physical entry controls
44
A.11.1.3 Securing offices, rooms and facilities
45
A.11.1.4 Protecting against external and environmental threats
46
A.11.1.5 Working in secure areas
47
A.11.1.6 Delivery and loading areas
48
A.11.2.1 Equipment siting and protection
49
A.11.2.2 Supporting utilities
50
A.11.2.3 Cabling security
51
A.11.2.4 Equipment maintenance
52
A.11.2.5 Removal of assets
53
A.11.2.6 Security of equipment and assets off-premises
54
A.11.2.7 Secure disposal or reuse of equipment
55
A.11.2.8 Unattended user equipment
56
A.11.2.9 Clear desk and clear screen policy
57
A.12.1.1 Documented operating procedures
58
A.12.1.2 Change management
59
A.12.1.3 Capacity management
60
A.12.1.4 Separation of development, testing and operational environments
61
A.12.2.1 Controls against malware
62
A.12.3.1 Information backup
63
A.12.4.1 Event logging
64
A.12.4.2 Protection of log information
65
A.12.4.3 Administrator and operator logs
66
A.12.4.4 Clock synchronisation
67
A.12.5.1 Installation of software on operational systems
68
A.12.6.1 Management of technical vulnerabilities
69
A.12.6.2 Restrictions on software installation
70
A.12.7.1 Information systems audit controls
71
A.13.1.1 Network controls
72
A.13.1.2 Security of network services
73
A.13.1.3 Segregation in networks
74
A.13.2.1 Information transfer policies and procedures
75
A.13.2.2 Agreements on information transfer
76
A.13.2.3 Electronic messaging
77
A.13.2.4 Confidentiality or nondisclosure agreements
78
A.14.1.1 Information security requirements analysis and specification
79
A.14.1.2 Securing application services on public networks
80
A.14.1.3 Protecting application services transactions
81
A.14.2.1 Secure development policy
82
A.14.2.2 System change control procedures
83
A.14.2.3 Technical review of applications after operating platform changes
84
A.14.2.4 Restrictions on changes to software packages
85
A.14.2.5 Secure system engineering principles
86
A.14.2.6 Secure development environment
87
A.14.2.7 Outsourced development
88
A.14.2.8 System security testing
89
A.14.2.9 System acceptance testing
90
A.14.3.1 Protection of test data
91
A.15.1.1 Information security policy for supplier relationships
92
A.15.1.2 Addressing security within supplier agreements
93
A.15.1.3 Information and communication technology supply chain
94
A.15.2.1 Monitoring and review of supplier services
95
A.15.2.2 Managing changes to supplier services
96
A.16.1.1 Responsibilities and procedures
97
A.16.1.2 Reporting information security events
98
A.16.1.3 Reporting information security weaknesses
99
A.16.1.4 Assessment of and decision on information security events
100
A.16.1.5 Response to information security incidents
101
A.16.1.6 Learning from information security incidents
102
A.16.1.7 Collection of evidence
103
A.17.1.1 Planning information security continuity
104
A.17.1.2 Implementing information security conti- nuity
105
A.17.1.3 Verify, review and evaluate information security continuity
106
A.17.2.1 Availability of information processing facilities
107
A.18.1.1 Identification of applicable legislation and contractual requirements
108
A.18.1.2 Identification of applicable legislation and contractual requirements
109
A.18.1.3 Protection of records
110
A.18.1.4 Privacy and protection of personally identifiable information
111
A.18.1.5 Regulation of cryptographic controls
112
A.18.2.1 Independent review of information security
113
A.18.2.2 Compliance with security policies and standards
114
A.18.2.3 Technical compliance review
115
ISMS4.1 Organizational Context
116
ISMS4.2 Interested Parties
117
ISMS4.3 ISMS Scope
118
ISMS4.4 ISMS
119
ISMS5.1 Leadership & Commitment
120
ISMS5.2 Policy
121
ISMS5.3 Organizational roles, responsibilities, and authorities
122
ISMS6.1.1 Actions to address risks & opportunities
123
ISMS6.1.2 Actions to address risks & opportunities
124
ISMS6.1.3 Actions to address risks & opportunities
125
ISMS6.2 Information security objectives & plans
126
ISMS7.1 Resources
127
ISMS7.2 Competence
128
ISMS7.3 Awareness
129
ISMS7.4 Communication
130
ISMS7.5.1 Documented information
131
ISMS7.5.2 Documented information
132
ISMS7.5.3 Documented information
133
ISMS8.1 Operational planning and control
134
ISMS8.2 Information security risk assessment
135
ISMS8.3 Information security risk treatment
136
ISMS9.1 Monitoring, measurement, analysis and evaluation
137
ISMS9.2 Internal audit
138
ISMS9.3 Management review
139
ISMS10.1 Nonconformity and corrective action
140
ISMS10.2 Continual improvement
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Annex A Section
Annex A Subsection
Objectives
Control Overview
Standard Control
Company Control
In-Scope
Reason for Inclusion/Exclusion of Scope
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Process/Control Owner
Inquiry of Control Implementation
Gap Analysis Status
Next steps/Gap
Due Date
Gap owner
Gap Effort Estimate
Gap Effort Remaining
Gap effort estimate remaining in weeks
Completion Date
Start Date
ISO Next Steps
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Year 1
Year 2
Year 3
A.5.1.1
ISO 27001:2013
Information security policies
Management direction for information security

To provide management direction and support for information security in accordance with business requirements and relevant laws and regulations.

Policies for information security

A set of policies for information security shall be defined, approved by management, published and communicated to employees and relevant external parties.

AC-01 Company has established an Access Management Policy to define the implementation of access controls.
Yes

Company X deems this to be a key control and is necessary for its ISMS.

Security
  • We have the policies in Svallin.
  • Approvals are tracked through uSign.
  • Svallin tracks acceptance by employees.
Submitted to Auditor
  • Formalize all policies, fix links etc, make sure it is in uSign and Svallin.
5/21/2020
L - 2 weeks
M - 1 week
1.0
5/24/2020
5/11/2020
  • Upload annual review of Access Management Policy
Pass
A.5.1.2
ISO 27001:2013
Information security policies
Management direction for information security

To provide management direction and support for information security in accordance with business requirements and relevant laws and regulations.

Review of the policies for information security

The policies for information security shall be reviewed at planned intervals or if significant changes occur to ensure their continuing suitability, adequacy and effectiveness.

Yes
Security
0.0
A.6.1.1
ISO 27001:2013
Organization of information security
Internal organization

To establish a management framework to initiate and control the implementation and operation of information security within the organization.

Information security roles and responsibilities

All information security responsibilities shall be defined and allocated.

Yes
Security
0.0


A.6.1.2
ISO 27001:2013
Organization of information security
Internal organization

To establish a management framework to initiate and control the implementation and operation of information security within the organization.

Segregation of duties

Conflicting duties and areas of responsibility shall be segregated to reduce opportunities for unauthorized or unintentional modification or misuse of the organization’s assets.

Yes
Security
0.0
A.6.1.3
ISO 27001:2013
Organization of information security
Internal organization

To establish a management framework to initiate and control the implementation and operation of information security within the organization.

Contact with authorities

Appropriate contacts with relevant authorities shall be maintained.

Yes
Security
0.0
A.6.1.4
ISO 27001:2013
Organization of information security
Internal organization

To establish a management framework to initiate and control the implementation and operation of information security within the organization.

Contact with special interest groups

Appropriate contacts with special interest groups or other specialist security forums and professional associations shall be main- tained.

Yes
Security
0.0
A.6.1.5
ISO 27001:2013
Organization of information security
Internal organization

To establish a management framework to initiate and control the implementation and operation of information security within the organization.

Information security in project management

Information security shall be addressed in project management, regardless of the type of the project.

Yes
Security
0.0
A.6.2.1
ISO 27001:2013
Organization of information security
Mobile devices and teleworking

To ensure the security of teleworking and use of mobile devices.

Mobile device policy

A policy and supporting security measures shall be adopted to manage the risks introduced by using mobile devices.

Yes
IT
0.0
A.6.2.2
ISO 27001:2013
Organization of information security
Mobile devices and teleworking

To ensure the security of teleworking and use of mobile devices.

Teleworking

A policy and supporting security measures shall be implemented to protect information accessed, processed or stored at teleworking sites.

Yes
IT
0.0
A.7.1.1
ISO 27001:2013
Human resource security
Prior to employment

To ensure that employees and contractors understand their responsibilities and are suit-


able for the roles for which they are considered.

Screening

Background verification checks on all candidates for employment shall be carried out in accordance with relevant laws, regulations and ethics and shall be proportional to the business requirements, the classification of the information to be accessed and the perceived risks.

Yes
People
0.0
A.7.1.2
ISO 27001:2013
Human resource security
Prior to employment

To ensure that employees and contractors understand their responsibilities and are suitable for the roles for which they are considered.

Terms and conditions of employment

The contractual agreements with employees and contractors shall state their and the organization’s responsibilities for information security.

Yes
People
0.0
A.7.2.1
ISO 27001:2013
Human resource security
During employment

To ensure that employees and contractors are aware of and fulfil their information security responsibilities.

Management responsibilities

Management shall require all employees and contractors to apply information security in accordance with the established policies and procedures of the organization.

Yes
Security
0.0
A.7.2.2
ISO 27001:2013
Human resource security
During employment

To ensure that employees and contractors are aware of and fulfil their information security


responsibilities.

Information security awareness, education and training

All employees of the organization and, where relevant, contractors shall receive appropriate awareness education and training and regular updates in organizational policies and procedures, as relevant for their job function.

Yes
Security
0.0
A.7.2.3
ISO 27001:2013
Human resource security
During employment

To ensure that employees and contractors are aware of and fulfil their information security


responsibilities.

Disciplinary process

There shall be a formal and communicated disciplinary process in place to take action against employees who have committed an information security breach.

Yes
People
0.0
A.7.3.1
ISO 27001:2013
Human resource security
Termination and change of employment

To protect the organization’s interests as part of the process of changing or terminating employment.

Termination or change of employment responsibilities

Information security responsibilities and duties that remain valid after termination or change of employment shall be defined, communicated to the employee or contractor and enforced.

Yes
IT
People
Production Eng
0.0
A.8.1.1
ISO 27001:2013
Asset management
Responsibility for assets

To identify organizational assets and define appropriate protection responsibilities.

Inventory of assets

Assets associated with information and information processing facilities shall be identified and an inventory of these assets shall be drawn up and maintained.

Yes
IT
Production Eng
0.0
A.8.1.2
ISO 27001:2013
Asset management
Responsibility for assets

To identify organizational assets and define appropriate protection responsibilities.

Ownership of assets

Assets maintained in the inventory shall be owned.

Yes
IT
Production Eng
0.0
A.8.1.3
ISO 27001:2013
Asset management
Responsibility for assets

To identify organizational assets and define appropriate protection responsibilities.

Acceptable use of assets

Rules for the acceptable use of information and of assets associated with information and information processing facilities shall be identified, documented and implemented.

Yes
Security
0.0
A.8.1.4
ISO 27001:2013
Asset management
Responsibility for assets

To identify organizational assets and define appropriate protection responsibilities.

Return of assets

All employees and external party users shall return all of the organizational assets in their possession upon termination of their employment, contract or agreement.

Yes
IT
People
0.0
A.8.2.1
ISO 27001:2013
Asset management
Information classification

To ensure that information receives an appropriate level of protection in accordance with its importance to the organization.

Classification of information

Information shall be classified in terms of legal requirements, value, criticality and sensitivity to unauthorised disclosure or modification.

Yes
Security
0.0
A.8.2.2
ISO 27001:2013
Asset management
Information classification

To ensure that information receives an appropriate level of protection in accordance with its importance to the organization.

Labelling of information

An appropriate set of procedures for information labelling shall be developed and implemented in accordance with the information classification scheme adopted by the organization.

Yes
Security
0.0
A.8.2.3
ISO 27001:2013
Asset management
Information classification

To ensure that information receives an appropriate level of protection in accordance with its importance to the organization.

Handling of assets

Procedures for handling assets shall be developed and implemented in accordance with the information classification scheme adopted by the organization.

Yes
Security
0.0
A.8.3.1
ISO 27001:2013
Asset management
Media handling

To prevent unauthorized disclosure, modification, removal or destruction of information stored on media.

Management of removable media

Procedures shall be implemented for the management of removable media in accordance with the classification scheme adopted by the organization.

Yes
IT
0.0
A.8.3.2
ISO 27001:2013
Asset management
Media handling

To prevent unauthorized disclosure, modification, removal or destruction of information stored on media.

Disposal of media

Media shall be disposed of securely when no longer required, using formal procedures.

Yes
IT
Production Eng
0.0
A.8.3.3
ISO 27001:2013
Asset management
Media handling

To prevent unauthorized disclosure, modification, removal or destruction of information stored on media.

Physical media transfer

Media containing information shall be protected against unauthorized access, misuse or corruption during transportation.

Yes
IT
0.0
A.9.1.1
ISO 27001:2013
Access control
Business requirements of access control

To limit access to information and information processing facilities.

Access control policy

An access control policy shall be established, documented and reviewed based on business and information security requirements.

Yes
Security
0.0
A.9.1.2
ISO 27001:2013
Access control
Business requirements of access control

To limit access to information and information processing facilities.

Access to networks and network services

Users shall only be provided with access to the network and network services that they have been specifically authorized to use.

Yes
Production Eng
IT
0.0
A.9.2.1
ISO 27001:2013
Access control
User access management

To ensure authorized user access and to prevent unauthorized access to systems and services.

User registration and de-registration

A formal user registration and de-registration process shall be implemented to enable assignment of access rights.

Yes
IT
0.0
A.9.2.2
ISO 27001:2013
Access control
User access management

To ensure authorized user access and to prevent unauthorized access to systems and services.

User access provisioning

A formal user access provisioning process shall be implemented to assign or revoke access rights for all user types to all systems and services.

Yes
IT
0.0
A.9.2.3
ISO 27001:2013
Access control
User access management

To ensure authorized user access and to prevent unauthorized access to systems and services.

Management of privileged access rights

The allocation and use of privileged access rights shall be restricted and controlled.

Yes
Production Eng
0.0
A.9.2.4
ISO 27001:2013
Access control
User access management

To ensure authorized user access and to prevent unauthorized access to systems and services.

Management of secret authentication information of users

The allocation of secret authentication information shall be controlled through a formal management process.

Yes
IT
0.0
A.9.2.5
ISO 27001:2013
Access control
User access management

To ensure authorized user access and to prevent unauthorized access to systems and services.

Review of user access rights

Asset owners shall review users’ access rights at regular intervals.

Yes
IT
Production Eng
0.0
A.9.2.6
ISO 27001:2013
Access control
User access management

To ensure authorized user access and to prevent unauthorized access to systems and services.

Removal or adjustment of access rights

The access rights of all employees and external party users to information and information processing facilities shall be removed upon termination of their employment, contract or agreement, or adjusted upon change.

Yes
IT
0.0
A.9.3.1
ISO 27001:2013
Access control
User responsibilities

To make users accountable for safeguarding their authentication information.

Use of secret authentication information

Users shall be required to follow the organization’s practices in the use of secret authentication information.

Yes
IT
0.0
A.9.4.1
ISO 27001:2013
Access control
System and application access control

To prevent unauthorized access to systems and applications.

Information access restriction

Access to information and application system functions shall be restricted in accordance with the access control policy.

Yes
IT
0.0
A.9.4.2
ISO 27001:2013
Access control
System and application access control

To prevent unauthorized access to systems and applications.

Secure log-on procedures

Where required by the access control policy, access to systems and applications shall be controlled by a secure log-on procedure.

Yes
IT
0.0
A.9.4.3
ISO 27001:2013
Access control
System and application access control

To prevent unauthorized access to systems and applications.

Password management system

Password management systems shall be interactive and shall ensure quality passwords.

Yes
IT
Production Eng
0.0
A.9.4.4
ISO 27001:2013
Access control
System and application access control

To prevent unauthorized access to systems and applications.

Use of privileged utility programs

The use of utility programs that might be capable of overriding system and application controls shall be restricted and tightly controlled.

Yes
Production Eng
IT
0.0
A.9.4.5
ISO 27001:2013
Access control
System and application access control

To prevent unauthorized access to systems and applications.

Access control to program source code

Access to program source code shall be restricted.

Yes
Production Eng
0.0
A.10.1.1
ISO 27001:2013
Cryptography
Cryptographic controls

To ensure proper and effective use of cryptography to protect the confidentiality, authenticity and/or integrity of information.

Policy on the use of cryptographic controls

A policy on the use of cryptographic controls for protection of information shall be developed and implemented.

Yes
Production Eng
0.0
A.10.1.2
ISO 27001:2013
Cryptography
Cryptographic controls

To ensure proper and effective use of cryptography to protect the confidentiality, authenticity and/or integrity of information.

Key management

A policy on the use, protection and lifetime of cryptographic keys shall be developed and implemented through their whole lifecycle.

Yes
Production Eng
0.0
A.11.1.1
ISO 27001:2013
Physical and environmental security
Secure areas

To prevent unauthorized physical access, damage and interference to the organization’s information and information processing facilities.

Physical security perimeter

Security perimeters shall be defined and used to protect areas that contain either sensitive or critical information and information processing facilities.

Yes
IT
People
0.0
A.11.1.2
ISO 27001:2013
Physical and environmental security
Secure areas

To prevent unauthorized physical access, damage and interference to the organization’s information and information processing facilities.

Physical entry controls

Secure areas shall be protected by appropriate entry controls to ensure that only authorized personnel are allowed access.

Yes
IT
People
0.0
A.11.1.3
ISO 27001:2013
Physical and environmental security
Secure areas

To prevent unauthorized physical access, damage and interference to the organization’s information and information processing facilities.

Securing offices, rooms and facilities

Physical security for offices, rooms and facilities shall be designed and applied.

Yes
IT
People
0.0
A.11.1.4
ISO 27001:2013
Physical and environmental security
Secure areas

To prevent unauthorized physical access, damage and interference to the organization’s information and information processing facilities.

Protecting against external and environmental threats

Physical protection against natural disasters, malicious attack or accidents shall be designed and applied.

Yes
People
0.0
A.11.1.5
ISO 27001:2013
Physical and environmental security
Secure areas

To prevent unauthorized physical access, damage and interference to the organization’s information and information processing facilities.

Working in secure areas

Procedures for working in secure areas shall be designed and applied.

Yes
IT
People
0.0
A.11.1.6
ISO 27001:2013
Physical and environmental security
Secure areas

To prevent unauthorized physical access, damage and interference to the organization’s information and information processing facilities.

Delivery and loading areas

Access points such as delivery and loading areas and other points where unauthorized persons could enter the premises shall be controlled and, if possible, isolated from information processing facilities to avoid unauthorized access.

Yes
IT
People
0.0
A.11.2.1
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Equipment siting and protection

Equipment shall be sited and protected to reduce the risks from environmental threats and hazards, and opportunities for unauthorized access.

Yes
IT
People
0.0
A.11.2.2
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Supporting utilities

Equipment shall be protected from power failures and other disruptions caused by failures in supporting utilities.

Yes
IT
People
0.0
A.11.2.3
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Cabling security

Power and telecommunications cabling carrying data or supporting information services shall be protected from interception, interference or damage.

Yes
IT
People
0.0
A.11.2.4
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Equipment maintenance

Equipment shall be correctly maintained to ensure its continued availability and integrity.

Yes
IT
People
0.0
A.11.2.5
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Removal of assets

Equipment, information or software shall not be taken off-site without prior authorization.

Yes
IT
People
0.0
A.11.2.6
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Security of equipment and assets off-premises

Security shall be applied to off-site assets taking into account the different risks of working outside the organization’s premises.

Yes
IT
People
0.0
A.11.2.7
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Secure disposal or reuse of equipment

All items of equipment containing storage media shall be verified to ensure that any sensitive data and licensed software has been removed or securely overwritten prior to disposal or re-use.

Yes
IT
People
0.0
A.11.2.8
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Unattended user equipment

Users shall ensure that unattended equipment has appropriate protection.

Yes
IT
People
0.0
A.11.2.9
ISO 27001:2013
Physical and environmental security
Equipment

To prevent loss, damage, theft or compromise of assets and interruption to the organization’s operations.

Clear desk and clear screen policy

A clear desk policy for papers and removable storage media and a clear screen policy for information processing facilities shall be adopted.

Yes
People
0.0
A.12.1.1
ISO 27001:2013
Operations security
Operational procedures and responsibilities

To ensure correct and secure operations of information processing facilities.

Documented operating procedures

Operating procedures shall be documented and made available to all users who need them.

Yes
Production Eng
0.0
A.12.1.2
ISO 27001:2013
Operations security
Operational procedures and responsibilities

To ensure correct and secure operations of information processing facilities.

Change management

Changes to the organization, business processes, information processing facilities and systems that affect information security shall be controlled.

Yes
Production Eng
0.0
A.12.1.3
ISO 27001:2013
Operations security
Operational procedures and responsibilities

To ensure correct and secure operations of information processing facilities.

Capacity management

The use of resources shall be monitored, tuned and projections made of future capacity requirements to ensure the required system performance.

Yes
Production Eng
0.0
A.12.1.4
ISO 27001:2013
Operations security
Operational procedures and responsibilities

To ensure correct and secure operations of information processing facilities.

Separation of development, testing and operational environments

Development, testing, and operational environments shall be separated to reduce the risks of unauthorized access or changes to the operational environment.

Yes
Production Eng
0.0
A.12.2.1
ISO 27001:2013
Operations security
Protection from malware

To ensure that information and information processing facilities are protected against malware.

Controls against malware

Detection, prevention and recovery controls to protect against malware shall be implemented, combined with appropriate user awareness.

Yes
IT
Production Eng
0.0
A.12.3.1
ISO 27001:2013
Operations security
Backup

To protect against loss of data.

Information backup

Backup copies of information, software and system images shall be taken and tested regularly in accordance with an agreed backup policy.

Yes
Production Eng
0.0
A.12.4.1
ISO 27001:2013
Operations security
Logging and monitoring

To record events and generate evidence.

Event logging

Event logs recording user activities, exceptions, faults and information security events shall be produced, kept and regularly reviewed.

Yes
Security
Production Eng
0.0
A.12.4.2
ISO 27001:2013
Operations security
Logging and monitoring

To record events and generate evidence.

Protection of log information

Logging facilities and log information shall be protected against tampering and unauthorized access.

Yes
Security
Production Eng
0.0
A.12.4.3
ISO 27001:2013
Operations security
Logging and monitoring

To record events and generate evidence.

Administrator and operator logs

System administrator and system operator activities shall be logged and the logs protected and regularly reviewed.

Yes
Security
Production Eng
0.0
A.12.4.4
ISO 27001:2013
Operations security
Logging and monitoring

To record events and generate evidence.

Clock synchronisation

The clocks of all relevant information processing systems within an organization or security domain shall be synchronised to a sin- gle reference time source.

Yes
Production Eng
0.0
A.12.5.1
ISO 27001:2013
Operations security
Control of operational software

To ensure the integrity of operational systems.

Installation of software on operational systems

Procedures shall be implemented to control the installation of software on operational systems.

Yes
IT
Production Eng
0.0
A.12.6.1
ISO 27001:2013
Operations security
Technical vulnerability management

To prevent exploitation of technical vulnerabilities.

Management of technical vulnerabilities

Information about technical vulnerabilities of information systems being used shall be obtained in a timely fashion, the organization’s exposure to such vulnerabilities evaluated and appropriate measures taken to address the associated risk.

Yes
Security
Production Eng
0.0
A.12.6.2
ISO 27001:2013
Operations security
Technical vulnerability management

To prevent exploitation of technical vulnerabilities.

Restrictions on software installation

Rules governing the installation of software by users shall be established and implemented.

Yes
Production Eng
0.0
A.12.7.1
ISO 27001:2013
Operations security
Information systems audit considerations

To minimise the impact of audit activities on operational systems.

Information systems audit controls

Audit requirements and activities involving verification of operational systems shall be carefully planned and agreed to minimise disruptions to business processes.

Yes
Compliance
0.0
A.13.1.1
ISO 27001:2013
Communications security
Network security management

To ensure the protection of information in networks and its supporting information processing facilities.

Network controls

Networks shall be managed and controlled to protect information in systems and applications.

Yes
Production Eng
0.0
A.13.1.2
ISO 27001:2013
Communications security
Network security management

To ensure the protection of information in networks and its supporting information processing facilities.

Security of network services

Security mechanisms, service levels and management requirements of all network services shall be identified and included in network services agreements, whether these services are provided in-house or outsourced.

Yes
Production Eng
IT
0.0
A.13.1.3
ISO 27001:2013
Communications security
Network security management

To ensure the protection of information in networks and its supporting information processing facilities.

Segregation in networks

Groups of information services, users and information systems shall be segregated on networks.

Yes
Production Eng
0.0
A.13.2.1
ISO 27001:2013
Communications security
Information transfer

To maintain the security of information transferred within an organization and with any external entity.

Information transfer policies and procedures

Formal transfer policies, procedures and controls shall be in place to protect the transfer of information through the use of all types of communication facilities.

Yes
Compliance
0.0
A.13.2.2
ISO 27001:2013
Communications security
Information transfer

To maintain the security of information transferred within an organization and with any external entity.

Agreements on information transfer

Agreements shall address the secure transfer of business information between the organization and external parties.

Yes
Compliance
0.0
A.13.2.3
ISO 27001:2013
Communications security
Information transfer

To maintain the security of information transferred within an organization and with any external entity.

Electronic messaging

Information involved in electronic messaging shall be appropriately protected.

Yes
Security
0.0
A.13.2.4
ISO 27001:2013
Communications security
Information transfer

To maintain the security of information transferred within an organization and with any external entity.

Confidentiality or nondisclosure agreements

Requirements for confidentiality or non-disclosure agreements reflecting the organization’s needs for the protection of information shall be identified, regularly reviewed and documented.

Yes
People
0.0
A.14.1.1
ISO 27001:2013
System acquisition, development and maintenance
Security requirements of information systems

To ensure that information security is an integral part of information systems across the entire lifecycle. This also includes the requirements for information systems which provide services over public networks.

Information security requirements analysis and specification

The information security related requirements shall be included in the requirements for new information systems or enhancements to existing information systems.

Yes
Security
0.0
A.14.1.2
ISO 27001:2013
System acquisition, development and maintenance
Security requirements of information systems

To ensure that information security is an integral part of information systems across the entire lifecycle. This also includes the requirements for information systems which provide services over public networks.

Securing application services on public networks

Information involved in application services passing over public networks shall be protected from fraudulent activity, contract dispute and unauthorized disclosure and modification.

Yes
Production Eng
0.0
A.14.1.3
ISO 27001:2013
System acquisition, development and maintenance
Security requirements of information systems

To ensure that information security is an integral part of information systems across the entire lifecycle. This also includes the requirements for information systems which provide services over public networks.

Protecting application services transactions

Information involved in application service transactions shall be protected to prevent incomplete transmission, mis-routing, unauthorized message alteration, unauthorized disclosure, unauthor- ized message duplication or replay.

Yes
Production Eng
Security
0.0
A.14.2.1
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

Secure development policy

Rules for the development of software and systems shall be established and applied to developments within the organization.

Yes
Security
0.0
A.14.2.2
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

System change control procedures

Changes to systems within the development lifecycle shall be controlled by the use of formal change control procedures.

Yes
Production Eng
0.0
A.14.2.3
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

Technical review of applications after operating platform changes

When operating platforms are changed, business critical applications shall be reviewed and tested to ensure there is no adverse impact on organizational operations or security.

Yes
Production Eng
0.0
A.14.2.4
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

Restrictions on changes to software packages

Modifications to software packages shall be discouraged, limited to necessary changes and all changes shall be strictly controlled.

Yes
Production Eng
0.0
A.14.2.5
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

Secure system engineering principles

Principles for engineering secure systems shall be established, documented, maintained and applied to any information system implementation efforts.

Yes
Security
Production Eng
0.0
A.14.2.6
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

Secure development environment

Organizations shall establish and appropriately protect secure development environments for system development and integration efforts that cover the entire system development lifecycle.

Yes
Security
Production Eng
0.0
A.14.2.7
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

Outsourced development

The organization shall supervise and monitor the activity of outsourced system development.

Yes
Production Eng
0.0
A.14.2.8
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

System security testing

Testing of security functionality shall be carried out during development.

Yes
Security
Production Eng
0.0
A.14.2.9
ISO 27001:2013
System acquisition, development and maintenance
Security in development and support processes

To ensure that information security is designed and implemented within the development lifecycle of information systems.

System acceptance testing

Acceptance testing programs and related criteria shall be established for new information systems, upgrades and new versions.

Yes
Production Eng
0.0
A.14.3.1
ISO 27001:2013
System acquisition, development and maintenance
Test data

To ensure the protection of data used for testing.

Protection of test data

Test data shall be selected carefully, protected and controlled.

Yes
Production Eng
0.0
A.15.1.1
ISO 27001:2013
Supplier relationships
Information security in supplier relationships

To ensure protection of the organization’s assets that is accessible by suppliers.

Information security policy for supplier relationships

Information security requirements for mitigating the risks associated with supplier’s access to the organization’s assets shall be agreed with the supplier and documented.

Yes
Compliance
0.0
A.15.1.2
ISO 27001:2013
Supplier relationships
Information security in supplier relationships

To ensure protection of the organization’s assets that is accessible by suppliers.

Addressing security within supplier agreements

All relevant information security requirements shall be established and agreed with each supplier that may access, process, store, communicate, or provide IT infrastructure components for, the organization’s information.

Yes
Compliance
0.0
A.15.1.3
ISO 27001:2013
Supplier relationships
Information security in supplier relationships

To ensure protection of the organization’s assets that is accessible by suppliers.

Information and communication technology supply chain

Agreements with suppliers shall include requirements to address the information security risks associated with information and communications technology services and product supply chain.

Yes
Compliance
0.0
A.15.2.1
ISO 27001:2013
Supplier relationships
Supplier service delivery management

To maintain an agreed level of information security and service delivery in line with supplier agreements.

Monitoring and review of supplier services

Organizations shall regularly monitor, review and audit supplier service delivery.

Yes
Compliance
0.0
A.15.2.2
ISO 27001:2013
Supplier relationships
Supplier service delivery management

To maintain an agreed level of information security and service delivery in line with supplier agreements.

Managing changes to supplier services

Changes to the provision of services by suppliers, including

maintaining and improving existing information security policies, procedures and controls, shall be managed, taking account of the criticality of business information, systems and processes involved and re-assessment of risks.

Yes
Compliance
0.0
A.16.1.1
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Responsibilities and procedures

Management responsibilities and procedures shall be established to ensure a quick, effective and orderly response to information security incidents.

Yes
Security
0.0
A.16.1.2
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Reporting information security events

Information security events shall be reported through appropriate management channels as quickly as possible.

Yes
Security
0.0
A.16.1.3
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Reporting information security weaknesses

Employees and contractors using the organization’s information systems and services shall be required to note and report any observed or suspected information security weaknesses in systems or services.

Yes
Security
0.0
A.16.1.4
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Assessment of and decision on information security events

Information security events shall be assessed and it shall be decided if they are to be classified as information security incidents.

Yes
Security
0.0
A.16.1.5
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Response to information security incidents

Information security incidents shall be responded to in accordance with the documented procedures.

Yes
Security
0.0
A.16.1.6
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Learning from information security incidents

Knowledge gained from analysing and resolving information security incidents shall be used to reduce the likelihood or impact of future incidents.

Yes
Security
0.0
A.16.1.7
ISO 27001:2013
Information security incident management
Management of information security incidents and improvements

To ensure a consistent and effective approach to the management of information security incidents, including communication on security events and weaknesses.

Collection of evidence

The organization shall define and apply procedures for the identification, collection, acquisition and preservation of information, which can serve as evidence.

Yes
Security
0.0
A.17.1.1
ISO 27001:2013
Information security aspects of business continuity management
Information security continuity

Information security continuity shall be embedded in the organization’s business continuity management systems.

Planning information security continuity

The organization shall determine its requirements for information security and the continuity of information security management in adverse situations, e.g. during a crisis or disaster.

Yes
Production Eng
0.0
A.17.1.2
ISO 27001:2013
Information security aspects of business continuity management
Information security continuity

Information security continuity shall be embedded in the organization’s business continuity management systems.

Implementing information security conti- nuity

The organization shall establish, document, implement and maintain processes, procedures and controls to ensure the required level of continuity for information security during an adverse situation.

Yes
Security
0.0
A.17.1.3
ISO 27001:2013
Information security aspects of business continuity management
Information security continuity

Information security continuity shall be embedded in the organization’s business continuity management systems.

Verify, review and evaluate information security continuity

The organization shall verify the established and implemented information security continuity controls at regular intervals in order to ensure that they are valid and effective during adverse situations.

Yes
Production Eng
0.0
A.17.2.1
ISO 27001:2013
Information security aspects of business continuity management
Redundancies

To ensure availability of information processing facilities.

Availability of information processing facilities

Information processing facilities shall be implemented with redundancy sufficient to meet availability requirements.

Yes
Production Eng
0.0
A.18.1.1
ISO 27001:2013
Compliance
Compliance with legal and contractual requirements

To avoid breaches of legal, statutory, regulatory or contractual obligations related to information security and of any security requirements.

Identification of applicable legislation and contractual requirements

All relevant legislative statutory, regulatory, contractual requirements and the organization’s approach to meet these requirements shall be explicitly identified, documented and kept up to date for each information system and the organization.

Yes
Compliance
0.0
A.18.1.2
ISO 27001:2013
Compliance
Compliance with legal and contractual requirements

To avoid breaches of legal, statutory, regulatory or contractual obligations related to information security and of any security requirements.

Identification of applicable legislation and contractual requirements

Appropriate procedures shall be implemented to ensure compliance with legislative, regulatory and contractual requirements related to intellectual property rights and use of proprietary software products.

Yes
Security
0.0
A.18.1.3
ISO 27001:2013
Compliance
Compliance with legal and contractual requirements

To avoid breaches of legal, statutory, regulatory or contractual obligations related to information security and of any security requirements.

Protection of records

Records shall be protected from loss, destruction, falsification, unauthorized access and unauthorized release, in accordance with legislatory, regulatory, contractual and business requirements.

Yes
Compliance
0.0
A.18.1.4
ISO 27001:2013
Compliance
Compliance with legal and contractual requirements

To avoid breaches of legal, statutory, regulatory or contractual obligations related to information security and of any security requirements.

Privacy and protection of personally identifiable information

Privacy and protection of personally identifiable information shall be ensured as required in relevant legislation and regulation where applicable.

Yes
Security
0.0
A.18.1.5
ISO 27001:2013
Compliance
Compliance with legal and contractual requirements

To avoid breaches of legal, statutory, regulatory or contractual obligations related to information security and of any security requirements.

Regulation of cryptographic controls

Cryptographic controls shall be used in compliance with all relevant agreements, legislation and regulations.

Yes
Security
0.0
A.18.2.1
ISO 27001:2013
Compliance
Information security reviews

To ensure that information security is implemented and operated in accordance with the organizational policies and procedures.

Independent review of information security

The organization’s approach to managing information security and its implementation (i.e. control objectives, controls, policies, processes and procedures for information security) shall be reviewed independently at planned intervals or when significant changes occur.

Yes
Compliance
0.0
A.18.2.2
ISO 27001:2013
Compliance
Information security reviews

To ensure that information security is implemented and operated in accordance with the organizational policies and procedures.

Compliance with security policies and standards

Managers shall regularly review the compliance of information processing and procedures within their area of responsibility with the appropriate security policies, standards and any other security requirements.

Yes
Compliance
0.0
A.18.2.3
ISO 27001:2013
Compliance
Information security reviews

To ensure that information security is implemented and operated in accordance with the organizational policies and procedures.

Technical compliance review

Information systems shall be regularly reviewed for compliance with the organization’s information security policies and standards.

Yes
Compliance
0.0
ISMS4.1
ISO 27001:2013
N/A
N/A

N/A

Organizational Context

Understanding the organization and its context

The organization shall determine external and internal issues that are relevant to its purpose and that affect its ability to achieve the intended outcome(s) of its information security management system.

Security
0.0
ISMS4.2
ISO 27001:2013
N/A
N/A

N/A

Interested Parties

Understanding the needs and expectations of interested parties

The organization shall determine:

a) interested parties that are relevant to the information security management system; and

b) the requirements of these interested parties relevant to information security.

Security
0.0
ISMS4.3
ISO 27001:2013
N/A
N/A

N/A

ISMS Scope

Determining the scope of the information security management system

The organization shall determine the boundaries and applicability of the information security management system to establish its scope.

When determining this scope, the organization shall consider:

a) the external and internal issues referred to in 4.1;

Security
0.0
ISMS4.4
ISO 27001:2013
N/A
N/A

N/A

ISMS

Information security management system

The organization shall establish, implement, maintain and continually improve an information security management system, in accordance with the requirements of this International Standard.

Security
0.0
ISMS5.1
ISO 27001:2013
N/A
N/A

N/A

Leadership & Commitment

Leadership and commitment

Top management shall demonstrate leadership and commitment with respect to the information security management system by:

a) ensuring the information security policy and the information security objectives are established and are compatible with the strategic direction of the organization;

b) ensuring the integration of the information security management system requirements into the organization’s processes;

Security
0.0
ISMS5.2
ISO 27001:2013
N/A
N/A

N/A

Policy

Top management shall establish an information security policy that:

a) is appropriate to the purpose of the organization;

b) includes information security objectives (see 6.2) or provides the framework for setting information security objectives;

c) includes a commitment to satisfy applicable requirements related to information security; and

Security
0.0
ISMS5.3
ISO 27001:2013
N/A
N/A

N/A

Organizational roles, responsibilities, and authorities

Top management shall ensure that the responsibilities and authorities for roles relevant to information security are assigned and communicated.

Top management shall assign the responsibility and authority for:

a) ensuring that the information security management system conforms to the requirements of this International Standard; and

b) reporting on the performance of the information security management system to top management.

Security
0.0
ISMS6.1.1
ISO 27001:2013
N/A
N/A

N/A

Actions to address risks & opportunities

When planning for the information security management system, the organization shall consider the issues referred to in 4.1 and the requirements referred to in 4.2 and determine the risks and opportunities that need to be addressed to:

a) ensure the information security management system can achieve its intended outcome(s);

b) prevent, or reduce, undesired effects; and

c) achieve continual improvement.

Security
0.0
ISMS6.1.2
ISO 27001:2013
N/A
N/A

N/A

Actions to address risks & opportunities

Information security risk assessment

The organization shall define and apply an information security risk assessment process that:

a) establishes and maintains information security risk criteria that include:

1) the risk acceptance criteria; and

Security
0.0
ISMS6.1.3
ISO 27001:2013
N/A
N/A

N/A

Actions to address risks & opportunities

The organization shall define and apply an information security risk treatment process to:

a) select appropriate information security risk treatment options, taking account of the risk assessment results;

b) determine all controls that are necessary to implement the information security risk treatment option(s) chosen;

c) compare the controls determined in 6.1.3 b) above with those in Annex A and verify that no necessary controls have been omitted;

Security
0.0
ISMS6.2
ISO 27001:2013
N/A
N/A

N/A

Information security objectives & plans

Information security objectives and planning to achieve them

The organization shall establish information security objectives at relevant functions and levels.

The information security objectives shall:

a) be consistent with the information security policy;

Security
0.0
ISMS7.1
ISO 27001:2013
N/A
N/A

N/A

Resources

Resources

The organization shall determine and provide the resources needed for the establishment, implementation, maintenance and continual improvement of the information security management system.

Security
0.0
ISMS7.2
ISO 27001:2013
N/A
N/A

N/A

Competence

The organization shall:

a) determine the necessary competence of person(s) doing work under its control that affects its information security performance;

b) ensure that these persons are competent on the basis of appropriate education, training, or experience;

c) where applicable, take actions to acquire the necessary competence, and evaluate the effectiveness of the actions taken; and

Security
0.0
ISMS7.3
ISO 27001:2013
N/A
N/A

N/A

Awareness

Persons doing work under the organization’s control shall be aware of:

a) the information security policy;

b) their contribution to the effectiveness of the information security management system, including the benefits of improved information security performance; and

c) the implications of not conforming with the information security management system requirements.

Security
0.0
ISMS7.4
ISO 27001:2013
N/A
N/A

N/A

Communication

Communication

The organization shall determine the need for internal and external communications relevant to the information security management system including:

a) on what to communicate;

b) when to communicate;

Security
0.0
ISMS7.5.1
ISO 27001:2013
N/A
N/A

N/A

Documented information

General

The organization’s information security management system shall include:

a) documented information required by this International Standard; and

b) documented information determined by the organization as being necessary for the effectiveness of the information security management system.

Security
0.0
ISMS7.5.2
ISO 27001:2013
N/A
N/A

N/A

Documented information

When creating and updating documented information the organization shall ensure appropriate:

a) identification and description (e.g. a title, date, author, or reference number);

b) format (e.g. language, software version, graphics) and media (e.g. paper, electronic); and

c) review and approval for suitability and adequacy.

Security
0.0
ISMS7.5.3
ISO 27001:2013
N/A
N/A

N/A

Documented information

Documented information required by the information security management system and by this International Standard shall be controlled to ensure:

a) it is available and suitable for use, where and when it is needed; and

b) it is adequately protected (e.g. from loss of confidentiality, improper use, or loss of integrity).

For the control of documented information, the organization shall address the following activities, as applicable:

Security
0.0
ISMS8.1
ISO 27001:2013
N/A
N/A

N/A

Operational planning and control

The organization shall plan, implement and control the processes needed to meet information security requirements, and to implement the actions determined in 6.1. The organization shall also implement plans to achieve information security objectives determined in 6.2.

The organization shall keep documented information to the extent necessary to have confidence that the processes have been carried out as planned.

The organization shall control planned changes and review the consequences of unintended changes, taking action to mitigate any adverse effects, as necessary.

The organization shall ensure that outsourced processes are determined and controlled.

Security
0.0
ISMS8.2
ISO 27001:2013
N/A
N/A

N/A

Information security risk assessment

The organization shall perform information security risk assessments at planned intervals or when significant changes are proposed or occur, taking account of the criteria established in 6.1.2 a).

The organization shall retain documented information of the results of the information security risk assessments.

Security
0.0
ISMS8.3
ISO 27001:2013
N/A
N/A

N/A

Information security risk treatment

The organization shall implement the information security risk treatment plan.

The organization shall retain documented information of the results of the information security risk treatment.

Security
0.0
ISMS9.1
ISO 27001:2013
N/A
N/A

N/A

Monitoring, measurement, analysis and evaluation

Monitoring, measurement, analysis and evaluation

The organization shall evaluate the information security performance and the effectiveness of the information security management system.

The organization shall determine:

a) what needs to be monitored and measured, including information security processes and controls;

Security
0.0
ISMS9.2
ISO 27001:2013
N/A
N/A

N/A

Internal audit

The organization shall conduct internal audits at planned intervals to provide information on whether

the information security management system:

a) conforms to

1) the organization’s own requirements for its information security management system; and

Security
0.0
ISMS9.3
ISO 27001:2013
N/A
N/A

N/A

Management review

B.9.3 Management review

Top management shall review the organization’s information security management system at planned intervals to ensure its continuing suitability, adequacy and effectiveness.

The management review shall include consideration of:

a) the status of actions from previous management reviews;

Security
0.0
ISMS10.1
ISO 27001:2013
N/A
N/A

N/A

Nonconformity and corrective action

Nonconformity and corrective action

When a nonconformity occurs, the organization shall:

a) react to the nonconformity, and as applicable:

1) take action to control and correct it; and

Security
0.0
ISMS10.2
ISO 27001:2013
N/A
N/A

N/A

Continual improvement

Continual Improvement

The organization shall continually improve the suitability, adequacy and effectiveness of the information security management system.

Security
0.0
140 records
Extensions

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